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In re Carrier

United States District Court, D. Maine

February 25, 2015



JOHN H. RICH, III, Magistrate Judge

In accordance with the terms of my November 12, 2014, order (ECF No. 25), the parties, Father Carrier and the plaintiffs in the underlying Connecticut action with which the subpoena giving rise to this dispute is concerned, have now submitted memoranda and responses addressing the question of whether two documents produced in response to that subpoena are protected by the attorney-client privilege or the work product doctrine. ECF Nos. 26-29. For the reasons that follow, I find that the documents at issue are not protected under either theory.

I. Background

The plaintiffs begin by contending that this court lacks jurisdiction to resolve this dispute. Connecticut Plaintiffs' Memorandum in Opposition to Motion of Father Carrier to Declare Certain Documents Not Privileged ("Plaintiffs' Memorandum") (ECF No. 26) at 2-5. I have previously granted Father Carrier's motion to compel compliance with the subpoena, which was served on non-party RBC Capital Markets LLC d/b/a RBC Wealth Management (("RBC"). Memorandum Opinion on Motion to Compel and Order on Motion (ECF No. 19). At that time, the plaintiffs claimed that Paul Kendrick, an employee of RBC whose communications from and to his workplace were the subject of the subpoena, was "helping to bridge the large cultural, language and legal differences" between the plaintiffs and Mitchell Garabedian, an attorney. ECF No. 19 at 1. I rejected the claims of attorney-client privilege and work-product protection based on this theory, on the showing made. Id. at 2.

The instant dispute concerns two of the documents produced by RBC after I ordered it to comply with the subpoena. Father Carrier takes the position that the two documents are not privileged. Memorandum of Law in Support of Claim that Two Documents at Issue are Not Protected by Privilege ("Carrier Memorandum") (ECF No. 27) at 1.[1] He asserts that these documents "contain correspondence among Mr. Kendrick, ... radio personality Cyrus Sibert, and Mr. Garabedian concerning one of the... plaintiffs." Id. He goes on to state that this court has already ruled that the major portions of these documents are not privileged, and identifies as the only portion not already ruled upon an email between Kendrick and Sibert. Id. at 2-3.

II. Discussion

A. Jurisdiction

The plaintiffs contend that this court was deprived of jurisdiction over this dispute as soon as RBC complied with its order compelling production of the documents sought by the subpoena. Plaintiffs' Memorandum at 2. This is so, they say, because Federal Rule of Civil Procedure 45, the rule pursuant to which they moved for the order to compel RBC's compliance with their subpoena, does not explicitly authorize the court so importuned to "decide issues pertaining to discovery in the underlying action[.]" Id.

The plaintiffs cite no authority in support of their position. They claim that, despite the participation of their attorneys during the November 12, 2014, telephone conference, they "did not knowingly consent to jurisdiction in this Court to hear the [instant] issue." Id. at 4 n.1. This assertion strains credulity, where no special or limited appearance was made by them at the time. The plaintiffs' contention that this matter should be transferred to the court where the underlying action is pending for the convenience of the parties actually disputing the issue, id. at 5, rings similarly hollow. All of the proceedings related to this issue have been conducted by telephone or on the papers. Neither the plaintiffs nor Father Carrier has been inconvenienced. Indeed, the inconvenient alternative would be to transfer this dispute at this late date, requiring another court to become familiar with the issue already well known to this court and requiring the judge in the District of Connecticut to interpret my Memorandum Opinion dated September 26, 2014 (ECF No. 19).

I deny the plaintiffs' jurisdictional challenge.[2]

B. The Merits

The plaintiffs appear to have abandoned their unsubstantiated claim, raised in connection with the motion to compel, that Kendrick was acting as a translator for them and Garabedian at the time that the documents in question were generated, see ECF No. 19 at 1-2, and now contend that Sibert and Kendrick were acting as Garabedian's agents "communicating with the clients with respect to the fee agreement." Plaintiffs' Memorandum at 5-6. They segue from this assertion to an assumption that Sibert and Kendrick were "help[ing] the lawyer give legal advice." Id. at 6.

There is no question that such an activity would come within the attorney-client privilege. The question before the court, however, is whether the plaintiffs' assumption that this was the activity in which Sibert and Kendrick were engaged when the documents were generated can bear the weight placed on it by the plaintiff, given the available evidence. See generally Hayes v. American Inter'l Group, Civil Action No. 09-2874, 2013 WL 2414005, at *3 (E.D. Pa. June 4, 2013) (attorney-client privilege does not protect fee agreements in most circumstances); Stopka v. American Family Mut. Ins. Co., 816 F.Supp.2d 516, 532 (N.D. Ill. 2011) (emails concerning retainer agreement not privileged unless they show that legal advice was sought or given as part of signing the fee agreement).

The plaintiffs assert that "the declaration of Attorney Garabedian establishes that, prior to July 30, 2012, both Mr. Kendrick and Mr. Sibert were acting as agents of Garabedian to assist him in communicating with, and rendering advice to, clients and potential clients" otherwise unidentified. Id. at 7. In support, they cite the same declaration from Attorney Garabedian, dated August 21, 2014 (ECF No. 26-2), that they proffered in opposition to the motion to compel compliance with the subpoena (ECF No. 17-1). As I noted at that time: "There is no indication in this case that the ...

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